Safety Measurement System - Inspection CANCYZ001301 (U.S. DOT# 2983752)

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United States Department of Transportation

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Use of SMS Data/Information

FAST Act of 2015:

Readers should not draw conclusions about a carrier's overall safety condition simply based on the data displayed in this system. Unless a motor carrier has received an UNSATISFACTORY safety rating under part 385 of title 49, Code of Federal Regulations, or has otherwise been ordered to discontinue operations by the Federal Motor Carrier Safety Administration, it is authorized to operate on the Nation's roadways.

Safety Measurement System:

The data in the Safety Measurement System (SMS) is performance data used by the Agency and Enforcement Community. A symbol, based on that data, indicates that FMCSA may prioritize a motor carrier for further monitoring.

The symbol is not intended to imply any federal safety rating of the carrier pursuant to 49 USC 31144. Readers should not draw conclusions about a carrier's overall safety condition simply based on the data displayed in this system. Unless a motor carrier in the SMS has received an UNSATISFACTORY safety rating pursuant to 49 CFR Part 385, or has otherwise been ordered to discontinue operations by the FMCSA, it is authorized to operate on the nation's roadways.

Motor carrier safety ratings are available at http://safer.fmcsa.dot.gov and motor carrier licensing and insurance status are available at http://li-public.fmcsa.dot.gov/.

Detailed Inspection Report as of 12/26/2025

Carrier Information

Carrier Name: Rock Gate Capital Llc
U.S. DOT#: 2983752
Carrier Address: 2 N Riverside Plaza Suite 2100
Chicago, IL 60606

Time/Location

Report #: CANCYZ001301
Report State: CA
State: CA
Date: 3/12/2025
Start Time: 0800
End Time: 0925
Level: V. Terminal
Facility: Fixed Site
Post Crash Inspection: No
Hazmat Placard Required: No

Vehicle Information

Unit	Type	Make	Plate State	Plate Number	VIN
1	Truck Tractor	FRHT	CA	9F34121	1FUJGLDR9BSAZ2657
2	Semi-Trailer	UTIL	IL	882479ST	1UYFS245LC392202

Carrier Violations

Vio Code	Section	Unit	OOS	Description	Included in SMS	BASIC	Reason Not Included in SMS
393.50D-B	393.50(d)	1	No	Air Brake - Missing Or Defective Drain Valve	Yes	Vehicle Maint.
393.81-H	393.81	1	No	Horn - Inoperative Or Defective	Yes	Vehicle Maint.
393.9A-LBL	393.9(a)	1	No	Lighting - Backup Lamp Inoperative	Yes	Vehicle Maint.
393.9A-LCL	393.9(a)	1	No	Lighting - Clearance Lamp(S) Inoperative	Yes	Vehicle Maint.