Safety Measurement System - Inspection TX73L89DNPAW (U.S. DOT# 2983752)

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United States Department of Transportation

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Use of SMS Data/Information

FAST Act of 2015:

Readers should not draw conclusions about a carrier's overall safety condition simply based on the data displayed in this system. Unless a motor carrier has received an UNSATISFACTORY safety rating under part 385 of title 49, Code of Federal Regulations, or has otherwise been ordered to discontinue operations by the Federal Motor Carrier Safety Administration, it is authorized to operate on the Nation's roadways.

Safety Measurement System:

The data in the Safety Measurement System (SMS) is performance data used by the Agency and Enforcement Community. A symbol, based on that data, indicates that FMCSA may prioritize a motor carrier for further monitoring.

The symbol is not intended to imply any federal safety rating of the carrier pursuant to 49 USC 31144. Readers should not draw conclusions about a carrier's overall safety condition simply based on the data displayed in this system. Unless a motor carrier in the SMS has received an UNSATISFACTORY safety rating pursuant to 49 CFR Part 385, or has otherwise been ordered to discontinue operations by the FMCSA, it is authorized to operate on the nation's roadways.

Motor carrier safety ratings are available at http://safer.fmcsa.dot.gov and motor carrier licensing and insurance status are available at http://li-public.fmcsa.dot.gov/.

Detailed Inspection Report as of 12/26/2025

Carrier Information

Carrier Name: Rock Gate Capital Llc
U.S. DOT#: 2983752
Carrier Address: 2 N Riverside Plaza Suite 2100
Chicago, IL 60606

Time/Location

Report #: TX73L89DNPAW
Report State: TX
State: TX
Date: 3/11/2025
Start Time: 1409
End Time: 1545
Level: I. Full
Facility: Roadside
Post Crash Inspection: No
Hazmat Placard Required: No

Vehicle Information

Unit	Type	Make	Plate State	Plate Number	VIN
1	Truck Tractor	VOLV	IL	P1143806	4V4NC9EH5FN176932
2	Semi-Trailer	GRDN	TX	189B478	1GRAA9629SS030111

Carrier Violations

Vio Code	Section	Unit	OOS	Description	Included in SMS	BASIC	Reason Not Included in SMS
393.11TU	393.11	1	No	Truck-Tractor Upper Body Corner Requirements For Retroreflective Sheeting Or Reflex Reflective Material For Vehicles Manufactured After July 1997	Yes	Vehicle Maint.
393.13C2	393.13(c)(2)	2	No	No Lower Rear Retroreflective Sheeting Or Reflex Reflective Material As Required For Vehicles Manufactured Before December 1993	Yes	Vehicle Maint.
393.19	393.19	1	No	Inoperative/Defective Hazard Warning Lamp	Yes	Vehicle Maint.
393.45DLUV	393.45(d)	1	No	Brake Connections With Leaks Under Vehicle	Yes	Vehicle Maint.
393.75A3	393.75(a)(3)	2	Yes	Tire-Flat And/Or Audible Air Leak	Yes	Vehicle Maint.
393.9	393.9(a)	1	No	Inoperable Required Lamp	Yes	Vehicle Maint.
393.9TS	393.9(a)	1	No	Inoperative Turn Signal	Yes	Vehicle Maint.