Safety Measurement System - Inspection CO0876852052 (U.S. DOT# 2983752)

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United States Department of Transportation

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Use of SMS Data/Information

FAST Act of 2015:

Readers should not draw conclusions about a carrier's overall safety condition simply based on the data displayed in this system. Unless a motor carrier has received an UNSATISFACTORY safety rating under part 385 of title 49, Code of Federal Regulations, or has otherwise been ordered to discontinue operations by the Federal Motor Carrier Safety Administration, it is authorized to operate on the Nation's roadways.

Safety Measurement System:

The data in the Safety Measurement System (SMS) is performance data used by the Agency and Enforcement Community. A symbol, based on that data, indicates that FMCSA may prioritize a motor carrier for further monitoring.

The symbol is not intended to imply any federal safety rating of the carrier pursuant to 49 USC 31144. Readers should not draw conclusions about a carrier's overall safety condition simply based on the data displayed in this system. Unless a motor carrier in the SMS has received an UNSATISFACTORY safety rating pursuant to 49 CFR Part 385, or has otherwise been ordered to discontinue operations by the FMCSA, it is authorized to operate on the nation's roadways.

Motor carrier safety ratings are available at http://safer.fmcsa.dot.gov and motor carrier licensing and insurance status are available at http://li-public.fmcsa.dot.gov/.

Detailed Inspection Report as of 12/26/2025

Carrier Information

Carrier Name: Rock Gate Capital Llc
U.S. DOT#: 2983752
Carrier Address: 2 N Riverside Plaza Suite 2100
Chicago, IL 60606

Time/Location

Report #: CO0876852052
Report State: CO
State: CO
Date: 5/31/2024
Start Time: 1036
End Time: 1121
Level: II. Walk-Around
Facility: Roadside
Post Crash Inspection: No
Hazmat Placard Required: No

Vehicle Information

Unit	Type	Make	Plate State	Plate Number	VIN
1	Truck Tractor	VOLVO	IL	P1105740	4V4NC9EH7FN917730
2	Semi-Trailer	WABASH NAT	CO	821797	1JJV482D6CL578817

Carrier Violations

Vio Code	Section	Unit	OOS	Description	Included in SMS	BASIC	Reason Not Included in SMS
393.55D3-B	393.55(d)(3)	2	No	Air Brake - Abs Malfunction, Trailers Manufactured After March 1, 2001 Unable To Transmit Abs Malfunction Signal To Towing Vehicle	Yes	Vehicle Maint.
393.78A-WS	393.78(a)	1	No	Washers - Inoperative Washing System.	Yes	Vehicle Maint.
393.95A1	393.95(a)(1)	1	No	Emergency Equipment - Fire Extinguishers - No Fire Extinguisher Present Or Not Properly Rated.	Yes	Vehicle Maint.
393.9A-LHLI	393.9(a)	1	No	Lighting - Headlamp(S) - Any Inoperative	Yes	Vehicle Maint.
396.17C-PI	396.17(c)	2	No	Operating A Cmv Without Documentation Of A Periodic Inspection	No		Multiple Cites
396.17C-PI	396.17(c)	1	No	Operating A Cmv Without Documentation Of A Periodic Inspection	Yes	Vehicle Maint.