Safety Measurement System - Complete SMS Profile (U.S. DOT# 706734)

BATES TROY INC

U.S. DOT#: 706734

Number of Vehicles: 9
Number of Drivers: 10
Number of Inspections: 61

Safety Rating & OOS Rates AND Licensing and Insurance

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BASIC Status (Public Property Carrier View)

Behavior Analysis & Safety Improvement Categories (BASICs) Based on a 24-month record ending May 15, 2026

On-Road Performance
2.36 Measure	Not Public	0 Measure	1.28 Measure	0 Measure	Not Public	0.02 Measure
On-Road Performance Detail
Driver Inspections with Unsafe Driving Violations: 4 Safety Event Group: 3-4 driver inspections with Unsafe Driving Violations Avg. PU × UF: 15.3 Segment: Straight Carrier	Not Public	Driver Inspections: 61 with HOS Compliance Violations: 0 Safety Event Group: 21-100 relevant driver inspections	Vehicle Inspections: 43 with Vehicle Maint. Violations: 11 Safety Event Group: 21-100 relevant vehicle inspections	Driver Inspections: 61 with Drugs/Alcohol Violations: 0 Safety Event Group: No Safety Event Grouping	Not Public	Driver Inspections: 61 with Driver Fitness Violations: 1 Safety Event Group: 21-100 relevant driver inspections
Investigation Results
No Acute/Critical Violations Discovered	N/A	No Acute/Critical Violations Discovered	No Acute/Critical Violations Discovered	No Acute/Critical Violations Discovered	Not Public	No Acute/Critical Violations Discovered

Select a BASIC icon above to get details, or view your Complete SMS Profile.

Violation Summary

Violations: 24


Violations	Description	# Violations	# OOS Violations	Violation Severity Weight	BASIC

392.2-SLLILC	State/Local Laws - Improper lane change	1	0	5	Unsafe Driving
392.2-SLLS3	State/Local Laws - Speeding 11-14 miles per hour over the speed limit	2	0	7	Unsafe Driving
392.2-SLLTCD	State/Local Laws - Failed to obey a traffic control device - Permanent or Temporary - e.g., safety official, signal, sign, light, lane marking, other	1	0	5	Unsafe Driving
391.41APC	Medical (Certificate) - Operating a property-carrying vehicle without a valid medical certificate in possession or on file with the state drivers licensing agency when medical certification is required.	1	1	1	Driver Fitness
393.203B-CBP	Cab and Body Parts - Cab/body mounts loose/broken/missing	1	0	2	Vehicle Maint.
393.45B2UV	Brake Hose or Tubing Chafing and/or Kinking Under Vehicle	1	0	4	Vehicle Maint.
393.47(e)	Brake Out of Adjustment - Roto, Clamp (Short & Long), DD-3, or Bolt	3	0	4	Vehicle Maint.
393.53B-B	Air Brake - CMV manufactured on or after 10/20/1994 has an automatic airbrake adjustment system that fails to compensate for wear	3	0	4	Vehicle Maint.
393.55D1-B	Air Brake - ABS malfunction lamp defective on truck-tractor manufactured on or after March 1, 1997 and each single unit CMV on or after 1998.	1	0	4	Vehicle Maint.
393.75C-TAOTD-LT2/32	Tires - Less than 2/32 inch tread depth	1	0	8	Vehicle Maint.
393.78A-WS	Washers - Inoperative washing system.	4	0	1	Vehicle Maint.
393.9A-HLLH	Lighting - Headlamp(s) fail to operate on low and high beam	1	0	6	Vehicle Maint.
393.9A-LLPL	Lighting - License plate lamp inoperative	2	0	2	Vehicle Maint.
396.3(a)1BOS	Brake - Defective brake(s) are equal to or greater than 20% of the service brakes on the vehicle/combination	2	2	0	Vehicle Maint.

Inspection History

Total Inspections: 61


Report			Vehicle			Measure
Inspection Date	Number	State	Plate Number	Plate State	Type	Severity Weight (SW)	Time Weight (TiW)

5/12/2026	NYD507102390	NY	15633NA	NY	STRAIGHT TRUCK		3
5/1/2026	NYM608100173	NY	94124NB	NY	STRAIGHT TRUCK		3
4/20/2026	NYSPC3051589	NY	94124NB	NY	STRAIGHT TRUCK		3
4/16/2026	NYD306102110	NY	94124NB	NY	STRAIGHT TRUCK		3
Vehicle Maint. Violation: 393.47(e) Brake Out of Adjustment - Roto, Clamp (Short & Long), DD-3, or Bolt						4
Vehicle Maint. Violation: 393.53B-B Air Brake - CMV manufactured on or after 10/20/1994 has an automatic airbrake adjustment system that fails to compensate for wear						4
4/2/2026	NYD306002042	NY	15633NA	NY	STRAIGHT TRUCK		3
2/26/2026	NYD305401356	NY	3804768	NY	STRAIGHT TRUCK		3
2/26/2026	NYSPC3021605	NY	75849MN	NY	STRAIGHT TRUCK		3
2/3/2026	NYSPD3081614	NY	15633NA	NY	STRAIGHT TRUCK		3
1/15/2026	NYD507901946	NY	88372NF	NY	STRAIGHT TRUCK		3
1/13/2026	NYSPC3011676	NY	88372NF	NY	STRAIGHT TRUCK		3
12/30/2025	NYSPC3011643	NY	88372NF	NY	STRAIGHT TRUCK		3
12/26/2025	NYD305401177	NY	75849MN	NY	STRAIGHT TRUCK		3
12/15/2025	NYSPC3051246	NY	88389NF	NY	STRAIGHT TRUCK		3
11/6/2025	NYD306101823	NY	3116463	IN	TRUCK TRACTOR		2
Vehicle Maint. Violation: 393.9A-LLPL Lighting - License plate lamp inoperative						2
Vehicle Maint. Violation: 393.75C-TAOTD-LT2/32 Tires - Less than 2/32 inch tread depth						8
10/23/2025	NYSPC3031413	NY	88389NF	NY	STRAIGHT TRUCK		2
10/22/2025	NYSPC4030122	NY	88388NF	NY	STRAIGHT TRUCK		2
Unsafe Driving Violation: 392.2-SLLTCD State/Local Laws - Failed to obey a traffic control device - Permanent or Temporary - e.g., safety official, signal, sign, light, lane marking, other						5
10/17/2025	NYSPC3051138	NY	88389NF	NY	STRAIGHT TRUCK		2
10/15/2025	NYM608100136	NY	3116464	IN	TRUCK TRACTOR		2
10/9/2025	NYM607200215	NY	15633NA	NY	STRAIGHT TRUCK		2
10/3/2025	NYD306101698	NY	88389NF	NY	STRAIGHT TRUCK		2
Vehicle Maint. Violation: 393.78A-WS Washers - Inoperative washing system.						1
Vehicle Maint. Violation: 393.203B-CBP Cab and Body Parts - Cab/body mounts loose/broken/missing						2
9/15/2025	NYSPC3051048	NY	88389NF	NY	STRAIGHT TRUCK		2
8/26/2025	NYSPC4040159	NY	15633NA	NY	STRAIGHT TRUCK		2
Unsafe Driving Violation: 392.2-SLLS3 State/Local Laws - Speeding 11-14 miles per hour over the speed limit						7
8/22/2025	NYSPC3011225	NY	15633NA	NY	STRAIGHT TRUCK		2
8/21/2025	NYSPC3060664	NY	88372NF	NY	STRAIGHT TRUCK		2
8/13/2025	NYSPC3020958	NY	88389NF	NY	STRAIGHT TRUCK		2
7/22/2025	NYD306001436	NY	3329075	IN	STRAIGHT TRUCK		2
7/8/2025	NYD306101420	NY	88388NF	NY	STRAIGHT TRUCK		2
6/12/2025	NYSPE4080036	NY	15633NA	NY	STRAIGHT TRUCK		2
6/2/2025	NYSPC3060408	NY	88388NF	NY	STRAIGHT TRUCK		2
5/20/2025	NYSPT3070986	NY	88372NF	NY	STRAIGHT TRUCK		2
5/14/2025	NYSPC3030750	NY	88388NF	NY	STRAIGHT TRUCK		1
Vehicle Maint. Violation: 393.78A-WS Washers - Inoperative washing system.						1
5/14/2025	NYSPC3030759	NY	15633NA	NY	STRAIGHT TRUCK		1
Unsafe Driving Violation: 392.2-SLLILC State/Local Laws - Improper lane change						5
5/13/2025	NYSPC3050637	NY	88389NF	NY	STRAIGHT TRUCK		1
Vehicle Maint. Violation: 393.78A-WS Washers - Inoperative washing system.						1
5/8/2025	NYSPC3050627	NY	75849MN	NY	STRAIGHT TRUCK		1
4/25/2025	NYD103400172	NY	15633NA	NY	STRAIGHT TRUCK		1
Vehicle Maint. Violation: 396.3(a)1BOS Brake - Defective brake(s) are equal to or greater than 20% of the service brakes on the vehicle/combination (OOS)						0 + 2 (OOS)
Vehicle Maint. Violation: 393.47(e) Brake Out of Adjustment - Roto, Clamp (Short & Long), DD-3, or Bolt						4
Vehicle Maint. Violation: 393.53B-B Air Brake - CMV manufactured on or after 10/20/1994 has an automatic airbrake adjustment system that fails to compensate for wear						4
4/22/2025	NYSPE3070584	NY	15633NA	NY	STRAIGHT TRUCK		1
4/18/2025	NYSPC3070244	NY	3116463	IN	TRUCK TRACTOR		1
4/14/2025	NYSPC3050532	NY	88389NF	NY	STRAIGHT TRUCK		1
4/7/2025	NYD305400764	NY	88388NF	NY	STRAIGHT TRUCK		1
4/1/2025	NYD306101106	NY	88372NF	NY	STRAIGHT TRUCK		1
Driver Fitness Violation: 391.41APC Medical (Certificate) - Operating a property-carrying vehicle without a valid medical certificate in possession or on file with the state drivers licensing agency (OOS)						1 + 2 (OOS)
3/24/2025	NYD103001120	NY	75849MN	NY	STRAIGHT TRUCK		1
3/17/2025	NYSPC3050488	NY	94124NB	NY	STRAIGHT TRUCK		1
2/19/2025	NYSPC3070111	NY	3116463	IN	TRUCK TRACTOR		1
1/20/2025	NYSPC3050286	NY	53375MM	NY	STRAIGHT TRUCK		1
Vehicle Maint. Violation: 393.55D1-B Air Brake - ABS malfunction lamp defective on truck-tractor manufactured on or after March 1, 1997 and each single unit CMV on or after 1998.						4
1/8/2025	NYSPC3030346	NY	75849MN	NY	STRAIGHT TRUCK		1
1/8/2025	NYSPA3080311	NY	53373MM	NY	STRAIGHT TRUCK		1
Vehicle Maint. Violation: 393.78A-WS Washers - Inoperative washing system.						1
Vehicle Maint. Violation: 393.9A-HLLH Lighting - Headlamp(s) fail to operate on low and high beam						6
12/19/2024	NYSPC4040047	NY	53375MM	NY	STRAIGHT TRUCK		1
Unsafe Driving Violation: 392.2-SLLS3 State/Local Laws - Speeding 11-14 miles per hour over the speed limit						7
11/27/2024	NYD306100724	NY	3116464	IN	TRUCK TRACTOR		1
11/14/2024	NYSPE3050108	NY	94124NB	NY	STRAIGHT TRUCK		1
10/28/2024	NYSPD3020418	NY	3116463	IN	TRUCK TRACTOR		1
Vehicle Maint. Violation: 393.9A-LLPL Lighting - License plate lamp inoperative						2
10/22/2024	NYSPA3020246	NY	94124NB	NY	STRAIGHT TRUCK		1
10/21/2024	NYSPC3050097	NY	75849MN	NY	STRAIGHT TRUCK		1
Vehicle Maint. Violation: 393.53B-B Air Brake - CMV manufactured on or after 10/20/1994 has an automatic airbrake adjustment system that fails to compensate for wear						4
Vehicle Maint. Violation: 393.47(e) Brake Out of Adjustment - Roto, Clamp (Short & Long), DD-3, or Bolt						4
Vehicle Maint. Violation: 396.3(a)1BOS Brake - Defective brake(s) are equal to or greater than 20% of the service brakes on the vehicle/combination (OOS)						0 + 2 (OOS)
9/27/2024	NYD306100516	NY	3116464	IN	TRUCK TRACTOR		1
9/12/2024	NYSPL0157169	NY	94124NB	NY	STRAIGHT TRUCK		1
9/11/2024	NYSPB3020121	NY	53375MM	NY	STRAIGHT TRUCK		1
8/28/2024	NYSPC0280094	NY	53375MM	NY	STRAIGHT TRUCK		1
Vehicle Maint. Violation: 393.45B2UV Brake Hose or Tubing Chafing and/or Kinking Under Vehicle						4
8/21/2024	NYSPC0261098	NY	3116464	IN	TRUCK TRACTOR		1
8/14/2024	NYSPC0280026	NY	53374MM	NY	STRAIGHT TRUCK		1
8/6/2024	NYSPC0243068	NY	15633NA	NY	STRAIGHT TRUCK		1
7/18/2024	NYSPD0262440	NY	53375MM	NY	STRAIGHT TRUCK		1
6/13/2024	NYSPWD090786	NY	53374MM	NY	STRAIGHT TRUCK		1

Reviewed-Not Preventable Crash Activity (vehicles involved in crashes)

Total Number of Crashes: 0

This carrier has no crashes to display.

Crashes Included in SMS (vehicles involved in crashes)

Total Number of Crashes: 0

This carrier has no crashes to display.

Investigation Results

Acute/Critical Violations: 0

This carrier has no Acute/Critical violations to display.

Summary of Activities

The summary includes information on the 5 most recent investigations and 24 months of inspections and crash history.

Most Recent Investigation:
Total Inspections: 61
- Total Inspections without Violations used in SMS: 45
- Total Inspections with Violations used in SMS: 16
Total Crashes* : 0

*Crashes listed represent a motor carrier’s involvement in reportable crashes, regardless of the carrier’s or driver’s role in the crash. Continue for details.

Continue for more Crash, Inspection & Investigation Details

Carrier Registration

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Carrier Registration Details Subject to General Threshold Update Registration Info

Inspection Selection System

Enforcement Cases

(Six years as of 05/31/2026 updated monthly from FMCSA )

No penalties found

Tools/Resources

SMS Methodology How to Improve Request a Data Review

For U.S. DOT# 706734

Complete SMS Profile Carrier History Downloads

Summary of Activities (as of 5/15/2026, updated monthly)

The summary includes information on the 5 most recent investigations and 24 months of inspections and crash history.

Most Recent Investigation: None	Total Inspections: 61 Total inspections without violations used in SMS: 45 Total inspections with violations used in SMS: 16	Total Crashes: 0*
	# Insp. OOS Driver Inspections 61 1.6% Vehicle Inspections 43 4.7% Placardable HM Inspections 0 0.0% % Placardable HM Inspections 0.0%	Fatal Crashes 0 Injury Crashes 0 Towaway Crashes 0

*Crashes listed represent a motor carrier’s involvement in reportable crashes, regardless of the carrier’s or driver’s role in the crash. Continue for details.

Downloads

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Average PU × Utilization Factor (as of 5/15/2026, updated monthly)

The SMS normalizes the Unsafe Driving and Crash Indicator BASICs measure by carrier size (i.e., a hybrid power unit and vehicle miles travelled measure) to account for exposure. Carrier size is defined as average power units multiplied by the utilization factor.

15.3 Average PU × Utilization Factor = 9 Average Power Units × 1.6944 Utilization Factor

Average Power Units
Utilization Factor

In order to account for changes in a carrier's fleet size during the previous 24 months an average power unit value is used in the calculation to determine a carrier's Unsafe Driving BASIC and Crash Indicator measures.

9 Average Power Units = 9 Current Power Units + 9 Power Units 6 Months Ago + 9 Power Units 18 Months Ago
3

The Utilization Factor is a multiplier that adjusted the average PU values based on the utilization in terms of VMT per average PU.

Determine Carrier Segment: Straight
Straight trucks/other vehicles constituting more than 30% of the total PU
U.S. DOT# 706734 = 77% Straight trucks/other vehicles
Determine VMT per Average Power Unit
33,888 VMT per Average Power Unit = 305,000 VMT From Registration (MCS-150) ÷ 9 Average Power Units

Based on Step 1 and 2 calculate the Utilization Factor

Straight Segment
Meets Criteria	VMT per Avgerage PU	Utilization Factor
	< 20,000	1
	20,000 – 60,000	1.6944 = 33,888 VMT per PU ÷ 20,000
	60,000 – 200,000	3
	> 200,000	1
	No Recent VMT Information	1

Use of SMS Data/Information

FAST Act of 2015:

Readers should not draw conclusions about a carrier's overall safety condition simply based on the data displayed in this system. Unless a motor carrier has received an UNSATISFACTORY safety rating under part 385 of title 49, Code of Federal Regulations, or has otherwise been ordered to discontinue operations by the Federal Motor Carrier Safety Administration, it is authorized to operate on the Nation's roadways.

Safety Measurement System:

The data in the Safety Measurement System (SMS) is performance data used by the Agency and Enforcement Community. A symbol, based on that data, indicates that FMCSA may prioritize a motor carrier for further monitoring.

The symbol is not intended to imply any federal safety rating of the carrier pursuant to 49 USC 31144. Readers should not draw conclusions about a carrier's overall safety condition simply based on the data displayed in this system. Unless a motor carrier in the SMS has received an UNSATISFACTORY safety rating pursuant to 49 CFR Part 385, or has otherwise been ordered to discontinue operations by the FMCSA, it is authorized to operate on the nation's roadways.

Motor carrier safety ratings are available at http://safer.fmcsa.dot.gov and motor carrier licensing and insurance status are available at http://li-public.fmcsa.dot.gov/.